7/18/2002
TEA-21 Users Guide - 1103
BACK
SEC. 1103. APPORTIONMENTS.
(a) Administrative Expenses.--Section 104 of title 23, United
States Code, is amended by striking subsection (a) and inserting the
following:
``(a) Administrative Expenses.--
``(1) In general.--Whenever an
apportionment is made of the
sums made available for expenditure on each of the surface
transportation program under section 133, the bridge program
under
section 144, the congestion mitigation and air quality
improvement
program under section 149, the Interstate and National
Highway
System program under section 103, the minimum guarantee
program
under section 105, the Federal lands highway program under
section
204, or the Appalachian development highway system program
under
section 201 of the Appalachian Regional Development Act of
1965 (40
U.S.C. App.), the Secretary shall deduct a sum, in an amount
not to
exceed 1\1/2\ percent of all sums so made available, as the
Secretary determines necessary--
``(A) to
administer the provisions of law to be financed
from appropriations for the
Federal-aid highway program and
programs authorized under chapter 2;
and
``(B) to make
transfers of such sums as the Secretary
determines to be appropriate to the
Appalachian Regional
Commission for administrative
activities associated with the
Appalachian development highway
system.
``(2) Consideration of unobligated
balances.--In making the
determination described in paragraph (1), the Secretary shall
take
into account the unobligated balance of any sums deducted
under
this subsection in prior fiscal years.
``(3) Availability.--The sum deducted
under paragraph (1) shall
remain available until expended.''.
(b) Apportionments.--Section 104(b) of such title is amended
to
read as follows:
``(b) Apportionments.--On October 1 of each fiscal year, the
Secretary, after making the deduction authorized by subsection (a) and
the set-aside authorized by subsection (f), shall apportion the
remainder of the sums authorized to be appropriated for expenditure on
the Interstate and National Highway System program, the Congestion
Mitigation and Air Quality Improvement program, and the Surface
Transportation program for that fiscal year, among the several States
in the following manner:
``(1) National highway system
component.--
``(A) In
general.--For the National Highway System
(excluding funds apportioned under
paragraph (4)), $36,400,000
for each fiscal year to the Virgin
Islands, Guam, American
Samoa, and the Commonwealth of
Northern Mariana Islands,
$18,800,000 for each of fiscal years
1999 through 2003 for the
Alaska Highway, and the remainder
apportioned as follows:
``(i) 25 percent in the ratio that--
``(I) the total lane miles of principal arterial
routes (excluding Interstate System routes) in each
State; bears to
``(II) the total lane miles of principal arterial
routes (excluding Interstate System routes) in all
States.
``(ii) 35 percent in the ratio that--
``(I) the total vehicle miles traveled on lanes on
principal arterial routes (excluding Interstate System
routes) in each State; bears to
``(II) the total vehicle miles traveled on lanes on
principal arterial routes (excluding Interstate System
routes) in all States.
``(iii) 30 percent in the ratio that--
``(I) the total diesel fuel used on highways in
each State; bears to
``(II) the total diesel fuel used on highways in
all States.
``(iv) 10 percent in the ratio that--
``(I) the quotient obtained by dividing the total
lane miles on principal arterial highways in each State
by the total population of the State; bears to
``(II) the quotient obtained by dividing the total
lane miles on principal arterial highways in all States
by the total population of all States.
``(B) Minimum
apportionment.--Notwithstanding subparagraph
(A) and paragraph (4), each State
shall receive a minimum of
\1/2\ of 1 percent of the funds
apportioned under subparagraph
(A) and paragraph (4).
``(2) Congestion mitigation and air
quality improvement
program.--
``(A) In
general.--For the congestion mitigation and air
quality improvement program, in the
ratio that--
``(i) the total of all weighted nonattainment and
maintenance
area populations in each State; bears to
``(ii) the total of all weighted nonattainment and
maintenance
area populations in all States.
``(B)
Calculation of weighted nonattainment and maintenance
area population.--Subject to
subparagraph (C), for the purpose
of subparagraph (A), the weighted
nonattainment and maintenance
area population shall be calculated
by multiplying the
population of each area in a State
that was a nonattainment
area or maintenance area as described
in section 149(b) for
ozone or carbon monoxide by a factor
of--
``(i) 0.8 if--
``(I) at the time of the apportionment, the area is
a maintenance area; or
``(II) at the time of the apportionment, the area
is classified as a submarginal ozone nonattainment area
under the Clean Air Act (42 U.S.C. 7401 et seq.);
``(ii) 1.0 if, at the time of the apportionment, the
area is
classified as a marginal ozone nonattainment area
under subpart
2 of part D of title I of the Clean Air Act
(42 U.S.C.
7511 et seq.);
``(iii) 1.1 if, at the time of the apportionment, the
area is
classified as a moderate ozone nonattainment area
under such
subpart;
``(iv) 1.2 if, at the time of the apportionment, the
area is
classified as a serious ozone nonattainment area
under such
subpart;
``(v) 1.3 if, at the time of the apportionment, the
area is
classified as a severe ozone nonattainment area
under such
subpart;
``(vi) 1.4 if, at the time of the apportionment, the
area is
classified as an extreme ozone nonattainment area
under such
subpart; or
``(vii) 1.0 if, at the time of the apportionment, the
area is not a
nonattainment or maintenance area as
described in
section 149(b) for ozone, but is classified
under subpart
3 of part D of title I of such Act (42 U.S.C.
7512 et seq.)
as a nonattainment area described in section
149(b) for
carbon monoxide.
``(C)
Additional adjustment for carbon monoxide areas.--
``(i) Carbon monoxide nonattainment areas.--If, in
addition to
being classified as a nonattainment or
maintenance
area for ozone, the area was also classified
under subpart
3 of part D of title I of such Act (42 U.S.C.
7512 et seq.)
as a nonattainment area described in section
149(b) for
carbon monoxide, the weighted nonattainment or
maintenance
area population of the area, as determined
under clauses
(i) through (vi) of subparagraph (B), shall
be further
multiplied by a factor of 1.2.
``(ii) Carbon monoxide maintenance areas.--If, in
addition to
being classified as a nonattainment or
maintenance
area for ozone, the area was at one time also
classified
under subpart 3 of part D of title I of such Act
(42 U.S.C.
7512 et seq.) as a nonattainment area described
in section
149(b) for carbon monoxide but has been
redesignated
as a maintenance area, the weighted
nonattainment
or maintenance area population of the area,
as determined
under clauses (i) through (vi) of
subparagraph
(B), shall be further multiplied by a factor
of 1.1.
``(D) Minimum
apportionment.--Notwithstanding any other
provision of this paragraph, each
State shall receive a minimum
of \1/2\ of 1 percent of the funds
apportioned under this
paragraph.
``(E)
Determinations of population.--In determining
population figures for the purposes
of this paragraph, the
Secretary shall use the latest
available annual estimates
prepared by the Secretary of
Commerce.
``(3) Surface transportation
program.--
``(A) In
general.--For the surface transportation program,
in accordance with the following
formula:
``(i) 25 percent of the apportionments in the ratio
that--
``(I) the total lane miles of Federal-aid highways
in each State; bears to
``(II) the total lane miles of Federal-aid highways
in all States.
``(ii) 40 percent of the apportionments in the ratio
that--
``(I) the total vehicle miles traveled on lanes on
Federal-aid highways in each State; bears to
``(II) the total vehicle miles traveled on lanes on
Federal-aid highways in all States.
``(iii) 35 percent of the apportionments in the ratio
that--
``(I) the estimated tax payments attributable to
highway users in each State paid into the Highway Trust
Fund (other than the Mass Transit Account) in the
latest fiscal year for which data are available; bears
to
``(II) the estimated tax payments attributable to
highway users in all States paid into the Highway Trust
Fund (other than the Mass Transit Account) in the
latest fiscal year for which data are available.
``(B) Minimum
apportionment.--Notwithstanding subparagraph
(A), each State shall receive a
minimum of \1/2\ of 1 percent
of the funds apportioned under this
paragraph.
``(4) Interstate maintenance
component.--For resurfacing,
restoring, rehabilitating, and reconstructing the Interstate
System--
``(A) 33\1/3\
percent in the ratio that--
``(i) the total lane miles on Interstate System routes
open to
traffic in each State; bears to
``(ii) the total of all such lane miles in all States;
``(B) 33\1/3\
percent in the ratio that--
``(i) the total vehicle miles traveled on lanes on
Interstate
System routes designated under--
``(I) section 103;
``(II) section 139(a) (as in effect on the day
before the date of enactment of the Transportation
Equity Act for the 21st Century) before March 9, 1984
(other than routes on toll roads not subject to a
Secretarial agreement under section 105 of the Federal-
Aid Highway Act of 1978 (92 Stat. 2692)); and
``(III) section 139(c) (as in effect on the day
before the date of enactment of the Transportation
Equity Act for the 21st Century);
in each
State; bears to
``(ii) the total of all such vehicle miles traveled in
all States;
and
``(C) 33\1/3\
percent in the ratio that--
``(i) the total of each State's annual contributions to
the Highway
Trust Fund (other than the Mass Transit
Account)
attributable to commercial vehicles; bears to
``(ii) the total of such annual contributions by all
States.
(c) Operation Lifesaver and High Speed Rail
Corridors.--Section
104(d) of such title is amended--
(1) in paragraph (1) by striking
``The'' and all that follows
through ``$300,000 for each'' and inserting ``Before making
an
apportionment under subsection (b)(3) of this section for a
fiscal
year, the Secretary shall set aside $500,000 for such''; and
(2) by striking paragraphs (2) and
(3) and inserting the
following:
``(2) Railway-highway crossing hazard
elimination in high speed
rail corridors.--
``(A) In
general.--Before making an apportionment of funds
under subsection (b)(3) for a fiscal
year, the Secretary shall
set aside $5,250,000 of the funds
made available for the
surface transportation program for
the fiscal year for
elimination of hazards of
railway-highway crossings.
``(B)
Eligible corridors.--Subject to subparagraph (E),
funds made available under
subparagraph (A) shall be expended
for projects in--
``(i) 5 railway corridors selected by the Secretary in
accordance
with this subsection (as in effect on the day
before the
date of enactment of this clause);
``(ii) 3 railway corridors selected by the Secretary in
accordance
with subparagraphs (C) and (D);
``(iii) a Gulf Coast high speed railway corridor (as
designated by
the Secretary);
``(iv) a Keystone high speed railway corridor from
Philadelphia
to Harrisburg, Pennsylvania; and
``(v) an Empire State railway corridor from New York
City to
Albany to Buffalo, New York.
``(C)
Required inclusion of high speed rail lines.--A
corridor selected by the Secretary
under subparagraph (B) shall
include rail lines where railroad
speeds of 90 miles or more
per hour are occurring or can
reasonably be expected to occur
in the future.
``(D)
Considerations in corridor selection.--In selecting
corridors under subparagraph (B), the
Secretary shall
consider--
``(i) projected rail ridership volume in each corridor;
``(ii) the percentage of each corridor over which a
train will be
capable of operating at its maximum cruise
speed taking
into account such factors as topography and
other traffic
on the line;
``(iii) projected benefits to nonriders such as
congestion
relief on other modes of transportation serving
each corridor
(including congestion in heavily traveled air
passenger
corridors);
``(iv) the amount of State and local financial support
that can
reasonably be anticipated for the improvement of
the line and
related facilities; and
``(v) the cooperation of the owner of the right-of-way
that can
reasonably be expected in the operation of high
speed rail
passenger service in each corridor.
``(E) Certain
improvements.--Not less than $250,000 of such
set-aside shall be available per
fiscal year for eligible
improvements to the Minneapolis/St.
Paul-Chicago segment of the
Midwest High Speed Rail Corridor.
``(F)
Authorization of appropriations.--There is authorized
to be appropriated $15,000,000 for
each of fiscal years 1999
through 2003 to carry out this
subsection.''.
(d) Certification of Apportionments.--Section 104(e) of such
title
is amended--
(1) by inserting ``Certification of
Apportionments.--'' after
``(e)'';
(2) by inserting ``(1) In
general.--'' before ``On October 1'';
(3) by striking the first
parenthetical phrase;
(4) by striking ``and research'' the
first place it appears;
(5) by striking the second sentence;
(6) by adding at the end the
following:
``(2) Notice to states.--If the
Secretary has not made an
apportionment under section 104, 144, or 157 by the 21st day
of a
fiscal year beginning after September 30, 1998, the Secretary
shall
transmit, by such 21st day, to the Committee on
Transportation and
Infrastructure of the House of Representatives and the
Committee on
Environment and Public Works of the Senate a written
statement of
the reason for not making such apportionment in a timely
manner.'';
and
(7) by indenting paragraph (1) (as
designated by paragraph (2)
of this subsection) and aligning such paragraph (1) with
paragraph
(2) of such section (as added by paragraph (6) of this
subsection).
(e) Metropolitan Planning Set-Aside.--Section 104(f) of such
title
is amended--
(1) in paragraph (1) by striking
``Interstate construction and
Interstate substitute programs'' and inserting ``recreational
trails program''; and
(2) in paragraph (3) by striking
``120(j) of this title'' and
inserting ``120(b)''.
(f) Recreational Trails Program.--Section 104(h) of such
title is
amended to read as follows:
``(h) Recreational Trails Program.--
``(1) Administrative costs.--Whenever
an apportionment is made
of the sums authorized to be appropriated to carry out the
recreational trails program under section 206, the Secretary
shall
deduct an amount, not to exceed 1\1/2\ percent of the sums
authorized, to cover the cost to the Secretary for
administration
of and research and technical assistance under the
recreational
trails program and for administration of the National
Recreational
Trails Advisory Committee. The Secretary may enter into
contracts
with for-profit organizations or contracts, partnerships, or
cooperative agreements with other government agencies,
institutions
of higher learning, or nonprofit organizations to perform
these
tasks.
``(2) Apportionment to the
states.--After making the deduction
authorized by paragraph (1) of this subsection, the Secretary
shall
apportion the remainder of the sums authorized to be
appropriated
for expenditure on the recreational trails program for each
fiscal
year, among the States in the following manner:
``(A) 50
percent of that amount shall be apportioned
equally among eligible States.
``(B) 50
percent of that amount shall be apportioned among
eligible States in amounts
proportionate to the degree of non-
highway recreational fuel use in each
of those States during
the preceding year.
``(3) Eligible state defined.--In
this section, the term
`eligible State' means a State that meets the requirements of
section 206(c).''.
(g) Audits of Highway Trust Fund.--Section 104 of such title
is
amended by striking subsection (i) and inserting the following:
``(i) Audits of Highway Trust Fund.--From administrative
funds
deducted under subsection (a), the Secretary may reimburse the Office
of Inspector General of the Department of Transportation for the
conduct of annual audits of financial statements in accordance with
section 3521 of title 31.''.
(h) Report on Obligations.--Section 104 of such title is
amended by
striking subsection (j) and inserting the following:
``(j) Report to Congress.--The Secretary shall submit to
Congress a
report for each fiscal year on--
``(1) the amount obligated, by each
State, for Federal-aid
highways and highway safety construction programs during the
preceding fiscal year;
``(2) the balance, as of the last day
of the preceding fiscal
year, of the unobligated apportionment of each State by
fiscal year
under this section and sections 105 and 144;
``(3) the balance of unobligated sums
available for expenditure
at the discretion of the Secretary for such highways and
programs
for the fiscal year; and
``(4) the rates of obligation of
funds apportioned or set aside
under this section and sections 105, 133, and 144, according
to--
``(A)
program;
``(B) funding
category or subcategory;
``(C) type of
improvement;
``(D) State;
and
``(E)
sub-State geographic area, including urbanized and
rural areas, on the basis of the
population of each such
area.''.
(i) Transfer of Highway and Transit Funds.--Section 104 of
such
title is amended by inserting after subsection (j) the following:
``(k) Transfer of Highway and Transit Funds.--
``(1) Transfer of highway
funds.--Funds made available under
this title and transferred for transit projects of a type
described
in section 133(b)(2) shall be administered by the Secretary
in
accordance with chapter 53 of title 49, except that the
provisions
of this title relating to the non-Federal share shall apply
to the
transferred funds.
``(2) Transfer of transit
funds.--Funds made available under
chapter 53 of title 49 and transferred for highway projects
shall
be administered by the Secretary in accordance with this
title,
except that the provisions of such chapter relating to the
non-
Federal share shall apply to the transferred funds.
``(3) Transfer of obligation
authority.--Obligation authority
provided for projects described in paragraphs (1) and (2)
shall be
transferred in the same manner and amount as the funds for
the
projects are transferred.''.
(j) Effect of Certain Delay in Deposits Into Highway Trust
Fund.--
Section 104 of such title is amended by adding at the end the
following:
``(l) Effect of Certain Delay in Deposits Into Highway Trust
Fund.--Notwithstanding any other provision of law, deposits into the
Highway Trust Fund resulting from the application of section 901(e) of
the Taxpayer Relief Act of 1997 (111 Stat. 872) shall not be taken into
account in determining the apportionments and allocations that any
State shall be entitled to receive under the Transportation Equity Act
for the 21st Century and this title.''.
(k) Technical Amendments.--Section 104(f) of such title is
amended--
(1) by striking ``(f)(1) On'' and
inserting the following:
``(f) Metropolitan Planning.--
``(1) Set-aside.--On'';
(2) in paragraph (1) by striking ``,
except that'' and all that
follows through ``programs'';
(3) by striking ``(2) These'' and
inserting the following:
``(2) Apportionment to states of
set-aside funds.--These'';
(4) by striking ``(3) The'' and
inserting the following:
``(3) Use of funds.--The'';
(5) by striking ``(4) The'' and
inserting the following:
``(4) Distribution of funds within
states.--The''; and
(6) by aligning the remainder of the
text of each of paragraphs
(1) through (4) with paragraph (5).
(l) Conforming Amendments.--
(1) Section 146(a) of such title is
amended in the first
sentence by striking ``, 104(b)(2), and 104(b)(6)'' and
inserting
``and 104(b)(3)''.
(2) Section 158 of such title is
amended--
(A) in
subsection (a)--
(i) by striking paragraph (1);
(ii) by redesignating paragraphs (2) and (3) as
paragraphs
(1) and (2), respectively;
(iii) in paragraph (1) (as so redesignated)--
(I) by striking ``After the first year'' and
inserting ``In general''; and
(II) by striking ``104(b)(2), 104(b)(5), and
104(b)(6)'' and inserting ``104(b)(3), and 104(b)(4)'';
and
(iv) in paragraph (2) (as redesignated by clause (ii))
by striking
``paragraphs (1) and (2) of this subsection''
and inserting
``paragraph (1)''; and
(B) by
striking subsection (b) and inserting the following:
``(b) Effect of Withholding of Funds.--No funds withheld
under this
section from apportionment to any State after September 30, 1988, shall
be available for apportionment to that State.''.
(3)(A) Section 115(b)(1) of such
title is amended by striking
``104(b)(5)'' and inserting ``104(b)(4)''.
(B) Section 137(f)(1) of such title
is amended by striking
``section 104(b)(5)(B) of this title'' and inserting
``section
104(b)(4)''.
(C) Section 141(c) of such title is
amended by striking
``section 104(b)(5) of this title'' each place it appears and
inserting ``section 104(b)(4)''.
(D) Section 142(c) of such title is
amended by striking
``(other than section 104(b)(5)(A))''.
(E) Section 159 of such title is
amended--
(i) by
striking ``(5) of'' each place it appears and
inserting ``(5) (as in effect on the
day before the date of
enactment of the Transportation
Equity Act for the 21st
Century) of''; and
(ii) in
subsection (b)--
(I) in paragraphs (1)(A)(i) and (3)(A) by striking
``section
104(b)(5)(A)'' each place it appears and
inserting
``section 104(b)(5)(A) (as in effect on the day
before the
date of enactment of the Transportation Equity
Act for the
21st Century)'';
(II) in paragraph (1)(A)(ii) by striking ``section
104(b)(5)(B)'' and inserting ``section 104(b)(5)(B) (as in
effect on the
day before the date of enactment of the
Transportation Equity Act for the 21st Century)'';
(III) in paragraph (3)(B) by striking ``(5)(B)'' and
inserting
``(5)(B) (as in effect on the day before the date
of enactment
of the Transportation Equity Act for the 21st
Century)'';
and
(IV) in paragraphs (3) and (4) by striking ``section
104(b)(5)''
each place it appears and inserting ``section
104(b)(5) (as
in effect on the day before the date of
enactment of
the Transportation Equity Act for the 21st
Century)''.
(F) Section 161(a) of such title is
amended by striking
``paragraphs (1), (3), and (5)(B) of section 104(b)'' each
place it
appears and inserting ``paragraphs (1), (3), and (4) of
section
104(b)''.
(4) Section 142(b) of such title is
amended by striking
``paragraph (5) of subsection (b) of section 104 of this
title''
and inserting ``section 104(b)(4)''.
(m) Adjustments for the Surface Transportation Extension Act
of
1997.--
(1) In general.--Notwithstanding any
other provision of law and
subject to section 2(c) of the Surface Transportation
Extension Act
of 1997, the Secretary shall ensure that the total
apportionments
for a State (other than Massachusetts) for fiscal year 1998
made
under the Transportation Equity Act for the 21st Century
(including
amendments made by such Act) shall be reduced by the amount
apportioned to such State (other than Massachusetts) under
section
1003(d)(1) of the Intermodal Surface Transportation
Efficiency Act
of 1991.
(2) Repayment of transferred
funds.--The Secretary shall ensure
that any apportionments made to a State for fiscal year 1998
and
adjusted under paragraph (1) shall first be used to restore
in
accordance with section 3(c) of the Surface Transportation
Extension Act of 1997 any funds that a State transferred
under
section 3 of such Act.
(3) Insufficient funds for
repayment.--If a State has
insufficient funds apportioned in fiscal year 1998 under the
Transportation Equity Act for the 21st Century (including
amendments made by such Act) to make the adjustment required
by
paragraph (1), then the Secretary shall make an adjustment to
any
funds apportioned to such State in fiscal year 1999.
(4) Allocated
programs.--Notwithstanding any other provision of
law, amounts made available for fiscal year 1998 by the
Transportation Equity Act for the 21st Century (including
amendments made by such Act) for a program that is continued
by
both of sections 4, 5, 6, and 7 of the Surface Transportation
Extension Act of 1997 (including amendments made by such
sections)
and the Transportation Equity Act for the 21st Century
(including
amendments made by such Act) shall be reduced by the amount
made
available by such sections 4, 5, 6, and 7 for such programs.
(5) Treatment of STEA obligation
authority.--The amount of
obligation authority made available under section 2(e) of the
Surface Transportation Extension Act of 1997 shall be
considered to
be an amount of obligation authority made available for
fiscal year
1998 under section 1102(a) of this Act.
(n) State Defined.--For the purposes of apportioning funds
under
sections 104, 105, 144, and 206, the term ``State'' means any of the 50
States and the District of Columbia.
BACK
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