4/11/1996
TRANSPORTATION, THE ISTEA, AND AMERICAN CITIES
from the STPP Monograph Series
By:
Donald H. Camph
Aldaron, Inc.
4975 Marshall Drive
Culver City, CA 90230
(310)3900233
1. INTRODUCTION
For forty years, American cities and towns have had to live
with the unintended consequences of
transportation policies not guided by concepts of community, equity, and
quality of life, but rather driven by a
decision making paradigm which unconsciously assumed, a priori, that
transportation is somehow a value free
instrumentality of people's desire to get from A to B, no questions asked.
Since the Interstate era began in
1956, transportation has been viewed by planners and politicians alike as
being primarily, often entirely, a
matter of supporting the economy.
Transportation planning methodologies, models and data have been developed
which focus almost exclusively
on "the work trip," notwithstanding the fact that today the simple
homeworkhome trip chain accounts for a
mere 14.1% of all person trips. Remarkably, nonwork
trips now account for 70.0% of all person trips;
transportation planningand decision makingmethodologies have barely even
scratched the surface of what, in
effect, is more than twothirds of the transportation "consumer market."
In effect, large portions of our societye.g. our central cities, the elderly,
the poor, women with both job and
family responsibilitieshave been consigned to the backwaters of transportation
policy and decision making.
Across the United States, transportation investment strategies have combined
with discriminatory housing
practices and Federal tax policies to create metropolitan areas with economically
robust suburbs surrounding
sick and decaying urban cores.
What's more, we're about to repeat this human and ecological disaster
as older suburbs are deserted in favor
of ever more sprawlingand auto dependentexurbs. According to Neil
Pierce,
"Many working class suburbs are in severe decline. Analyzing 1992 census
data from six representative
metropolitan regions, Paul Glastris of U.S. News and World Report found that
35 percent suffered declines in
median household incomes in the 1980's. `Many suburbs that have served for
decades as stepping stones for
the working class found themselves in the same downward spiral as urban areas,'
Glastris reported.
Real estate consultant Charles Lockwood, as quoted by Glastris, puts it
more starkly: "The nation that
invented the throwaway city is now creating the throwaway suburb."
America's transportation policies since the dawn of the Interstate era, and
the land use patterns and urban
forms which they helped spawn, have had visible, astronomical but
oddly dissociated fiscal and human
costs.
For example, highway advocates perpetuate the myth that the gasoline tax
pays the "full cost" of building and
maintaining the Nation's highways, streets and roads. But even moderate estimates
of the true cost would put
the per gallon gasoline tax in the range of $3.00 to $4.00 per gallon (similar
to what it is in Europe). In 1992,
American motorists burned 110 billion gallons of gasoline. This gives
some insight as to the enormity of the
hidden subsidies involved.
James J. MacKenzie of the World Resources Institute estimates that the
total market, external and motor
vehicle accident costs not borne by users could be as high as $355.7 billion
per year, a number consistent with
the range implied by the previous paragraph.
In addition, if our Nation's metropolitan sprawl continues unabated, an
assortment of additional hidden costs
will continue to accrue on the Nation's public and personal ledgers. Here's
how it works (and has been
working for over forty years):
- Start with the "American dream," the stand alone, single family home.
Where is land cheap and taxes
low? At the fringes of the metropolitan area. How do we get there? Not a
problem, the state
Department of Transportation will build or widen a freeway using taxes collected
from urban, suburban
and rural citizens alike. This is Hidden Cost No. 1.
- Developers, having received the benefit in terms of publicly provided
access, then get the benefit of
Hidden Cost No. 2 as people buy the developers' relatively affordable homes,
made more affordable
by the Federal mortgage tax deduction. In fact, the postwar suburban
boom was largely fueled by
another huge Federal subsidy the VA loan program.
- The same developers then develop suburban business parks, made possible
by publicly funded beltway
and suburban interstates.
- But as people begin to populate the urban fringe, they demand public
services, and highway
infrastructure is only a small portion of the total cost of development that
impacts a region. Providing
services such as local roads, fire and police protection, water, sewer, and
schools to sprawling
suburban locations creates Hidden Cost No. 3. Typically, these costs are
borne by people already
there, not by the new arrivees. Remember that area goes up with the square
of the radius: the typical
metropolitan area in the midwestern United States is only slightly larger
now than it was twenty years
ago in terms of people, but is often two or three times as big in terms of
settled land area. The
economics are unavoidable.
- As the urban core is abandoned, and as transportation linkages between
where poor people live and
where the jobs are become ever more tenuous, the undeniable costs of an unbroken
cycle of poverty,
unemployment, crime, and dependence on public assistance is Hidden Cost No.
4, and it is borne by
everyone.
- In fact, H. V. Savitch and his colleagues at the University of Louisville
School of Urban Policy, in a
comprehensive study of the relationship between center cities and their suburbs,
concluded that
selfsufficiency of suburbs "is an impoverished idea." They go on to
say: "Suburbs which surround
healthy cities stand a better chance of vitality than those that surround
sick cities. Suburbanites may feel
that they can shield themselves from urban decline, but like the hole wearing
at the center of a rubber
raft, everybody is likely to ride a little lower in the water." This might
be called Hidden Cost No. 5, and
it would appear to be borne by the suburbanites themselves.
- Finally, people need to get to jobs, shopping, and social and recreational
destinations. Because public
transit hasn't figured out a way to work very well in low density suburbs,
there is but one choice: the
automobile. Because of our low urban densities, fuel consumption in American
cities is about five times
higher than in European cities, and the annual cost of congestion per
capita in our major metropolitan
areas has been estimated by the Texas Transportation Institute to be as much
as $650. That's Hidden
Cost No. 6, and there are probably others.
And so it goes. The end result is metropolitan areas with a torn
social fabric, with their sense of community
atomized, with the poor and minorities relegated to a decaying urban core,
and with cardependent suburbs
sinking deeper into a cultural and spiritual malaise.
Transportation didn't do all that by itself, but it certainly helped.
The question now is: what's to be done to
reverse these trends, and how will America settle the 80 million new people
it will have by the year
2020?
Ironically, involvement in transportation by institutions whose primary
concern is empowering and assisting
people and communities in our cities has been mostly peripheral. Social service
agencies, health care
providers, charitable organizations, community activists, and philanthropic
foundations seem to have accepted
the notion that the transportation system is a constraint to be coped with,
not a potential asset to help carry out
their primary missions.
Yet apart from entitlement programs, surface transportation is the Nation's
largest domestic spending program
at over $100 billion per year. Is it unreasonable to
expect if not require that our Nation's transportation
policies and investments be harnessed to help address some of our most pressing
social problems?
2. WHAT THE ISTEA DOES AND DOESN'T DO
The Intermodal Surface Transportation Efficiency Act (ISTEA)
of 1991 broke important new ground by
envisioning an approach to transportation planning, programming and funding
in which people and communities
matter, by attempting to move away from the traditional strategy of simply
accommodating increases in
vehicular demand, and by underscoring the importance of meaningfully addressing
questions of social equity,
economic efficiency, environmental and aesthetic degradation, energy
conservation, and impact on quality of
life and community livability.
The hallmarks of this new approach may be found in the ISTEA's "Declaration
of Policy" (§2), the very first
paragraph of which states: "It is the policy of the United States to develop
a National Intermodal
Transportation System that is economically efficient, environmentally
sound, provides the foundation for the
Nation to compete in the global economy, and will move people and goods in
an energy efficient manner. "
The ISTEA articulates a new vision not only of the positive contributions
which transportation can make to the
economy, but also of a new transportation decision making paradigm premised
on the idea of synergistic,
rather than antagonistic, linkages among goals of economic productivity,
environmental protection, access and
mobility, and revitalization of our Nation's urban and rural communities.
The ISTEA provides new "levers" by which concerned citizens, advocacy
groups, local governments, and
other interested parties can have an impact on whether and how transportation
can be a positive force for
change in our cities, our communities, and in the lives of the American people.
Among these levers are:
Public Participation: one of the cornerstones of
the ISTEA is increased public participation in the
transportation planning process. What has traditionally passed as "citizen
involvement" has been a generally
superficial process whereby the people whose lives are most impacted are
haphazardly brought in, usually
fairly late in the game, and given little if any chance of understanding,
evaluating, and expressing preferences for
a meaningful diversity of options in full light of their transportation,
environmental, and community impacts. The
intent in the ISTEA is to develop participatory planning process mechanisms
to a point where citizens can
understand, evaluate, and express preferences for a meaningful diversity
of modal and capital vs. noncapital
intensive alternatives in full light of their transportation, environmental,
and community impacts. These
processes and the bewildering array of acronyms that go with them
provide a principal point of access for
concerned citizens and interest groups who want to weigh in on transportation
policy, planning, project and
funding decisions.
A Holistic Approach to Planning: The ISTEA's metropolitan
and state planning requirements embrace a
holistic approach to transportation planning wherein the concepts of system
performance must be expanded to
include mobility and access (to jobs, health care, cultural and recreational
opportunities, etc.), reliability,
security, social equity, and impact on the environment and quality of life.
Table 1 shows the factors which
ISTEA requires state DOTs and MPOs to take into account when developing state
and metropolitan
transportation plans. Two additional factors civil rights and impacts
on the central city have since been
added by regulation.
Emphasis on Safety and Security: for decades, the
carnage on our Nation's highways has been one of the
ongoing tragedies of American life; and every day, millions of city
dwellers pay the psychological and
emotional price of riding transit systems where personal safety and security
is anything but assured. In
numerous ways, the ISTEA challenges the transportation community to redouble
its efforts to redress these
glaring deficiencies.
Emphasis on Aesthetics: within the Surface Transportation
Program (STP)(Title 23, §133, U.S.C.), the
ISTEA establishes a 10% setaside ($2.39 billion over six years) for
"transportation enhancement activities"
which include: provision of facilities for pedestrians and bicycles; acquisition
of scenic easements and historic
sites; landscaping and other scenic beautification; historic preservation,
control and removal of outdoor
advertising, archaeological planning and research; and mitigation of water
pollution due to highway runoff.
Flexibility: the ISTEA gives state and local officials
unprecedented flexibility in moving Federal funds
between modes, underscoring the idea that the Nation's transportation investment
portfolio should be premised
on economic, social, and environmental policy objectives cited above and
should not be arbitrarily constrained
by Federal designations. Over $70 billion, or roughly 58% of the funds contained
in the highway title of the
ISTEA, have some degree of flexibility to be used for transit or other purposes.
These programs include: the
Surface Transportation Program (STP); the Congestion Management and Air Quality
Program (CMAQ);
"Minimum Allocation" and "Donor State Bonus"; Interstate Maintenance; Bridge
Program; National Highway
System (under specified circumstances); and Substitute Highway Funds of the
Interstate Substitute Program.
It is extremely important to remember, however, the "flexing" of funds
just doesn't happen. Rather,
it is the result of effective and aggressive advocacy by proponents of
alternative transportation
modes.
The ISTEA seeks to change the direction of transportation
decisionmaking in America by setting up a
planning and decision making paradigm which invites indeed, welcomes
a diverse array of stakeholders to
get involved and stay involved in deciding how transportation
can play a meaningful part in addressing the
problems of marginalized citizens and communities.
But the ISTEA only sets the stage and puts the institutional machinery
in place. This new vision of
transportation as an instrument of social policy will not, indeed cannot,
just happen. Wishing will not make it
so. The ISTEA puts in place the framework for a new vision of transportation
in America, but it is only the first
step in a very, very long journey.
It's worth noting that the transportation "pipeline" is a long one. State
and metropolitan transportation plans
currently being developed have, at minimum, a 20 year time frame. Although
there are lots of opportunities to
make a difference in the near term, anyone who wants to have a say on how
transportation is going to affect
the lives of Americans in the 21st century needs to get involved now.
Transportation decision making processes have barely scratched the surface
of opportunity for making
significant, positive contributions to improving the quality of life in America's
cities. The biggest challenge ahead
is the development of an informed and empowered group of urban citizens and
officials who offer an alternate
vision for transportation and community. Reform can take root only by the
formation and mobilization of
broadbased coalitions which include neighborhood groups, social and
human services organizations, business,
environmentalists, and elected officials.
The readers of this paper are challenged to join in the effort to seize
the opportunity provided by the ISTEA to
reverse forty years of neglect and oversight, and to help achieve an American
transportation future where
people are the ultimate bottom line.
3. ON THE CUTTING EDGE
Across the Nation, transportation planning agencies, citizen
activists, elected officials, and transportation
service providers are already working to realize the vision of the ISTEA.
The following are but a few
examples:
In Washington, D.C., the Surface Transportation Policy Project
(STPP) is a coalition of over 100 groups
founded in 1990 to ensure that transportation policy and investments help
conserve energy, protect
environmental and aesthetic quality, strengthen the economy, promote social
equity, and make communities
more livable. STPP emphasizes the needs of people, rather than vehicles,
in assuring access to jobs, services
and recreational opportunities. The work of STPP is made possible by grants
from the Nathan Cummings
Foundation, the Energy Foundation, the Joyce Foundation, the James C. Penney
Foundation, and the Surdna
Foundation, Inc.
For more information, contact:
Hank Dittmar, Executive Director
Laura Olsen, Grass Roots Coordinator
Chris Bender, Mobility Partners Program
2029393470
In Chicago, the Center for Neighborhood Technology and the Neighborhood
Capital Budget Group formed a
coalition to protest the closing of a rapid transit line on the City's west
side. After convincing the Chicago
Transit Authority to rehabilitate the Green Line, the coalition engaged an
architect to master plan 6 innercity
station sites for mixed use, pedestrianoriented development. The project
won ISTEA Congestion Mitigation
Air Quality Program funding. A case study on the project is available from
STPP (2029393470).
For more information, contact:
Jacky Grimshaw at CNT 3122784800 or
Howard Greenwich at NCBG 3129397198.
In St. Louis, the EastWest Gateway Coordinating Council, the
MPO for the St. Louis region, has joined
with dozens of community activists, neighborhood leaders, public officials
and socialservice providers
throughout the St. Louis region to develop strategies for community mobility
which embrace the concepts of
social responsibility and social independence. A number of local initiatives
have resulted, and are summarized
in the report, "From Poverty to Mobility: Community Solutions."
For more information, contact:
Blair Forlaw, EastWest Gateway Coordinating Council,
3144214220.
In Portland, Oregon, the Portland City Council has accepted the program,
"Reclaiming Our Streets:
Community Action Plan to Calm Neighborhood Traffic." The Plan was developed
by over 100 volunteers in
the Portland area and has been endorsed by neighborhood activists, safety
and human services personnel,
disabled advocates and minority community representatives. The Plan is a
localized component of a
broadbased regional effort to create a more livable Portland, including
rationalization of land use, air quality
and transportation issues.
For more information, contact:
Bureau of Traffic Management, Portland Office of Transportation, 1120 SW
5th Avenue, Suite 730, Portland,
Oregon 97204; or, Ask for STPP's case study on Portland's Livable
Downtown (2029393470).
In Washington, D.C., the Washington Regional Network for Livable
Communities (WRN) was founded in
1992 as "an association of organizations, coalitions, and individuals advocating
transportation investments and
urban forms that are efficient, promote communities, and protect the land,
air, environment and quality of life in
the National Capital Region." WRN has developed a report, "The New Approach,"
which contains a new
vision and specific measures to encourage balanced growth and sensible
transportation choices.
For more information, contact:
Kristin Pauly, Chesapeake Bay Foundation, 4102688816.
In Maine, the state has made a radical shift in its approach to
transportation decision making since the
passage in 1991 of a referendum to stop the widening of the Maine Turnpike
and to create a "Sensible
Transportation Policy" for the state. The Policy requires the state to examine
environmental, energy and social
considerations in the longterm transportation planning process. The
referendum was approved thanks to the
volunteer efforts which started by gathering more than 80,000 signatures
to put the referendum on the ballot.
Since then, there has been a shift away from nonroad construction projects
which is unprecedented in the
state's history. STPP's case study on Maine can be obtained by calling
2029393470.
For more information, contact:
Bruce Hammond, Natural Resources Council of Maine, 2076223101,
or,
John Duncan, Portland Area Comprehensive Transportation Committee,
2077749891.
In California, the Local Government Commission (LGC) in Sacramento
joined forces with some of the
Nation's best known planners and designers to create a strategy for enhancing
the contribution of
transportation and sensible land use planning to community life and environmental
protection. The result was
the Ahwahnee Principles, named for the hotel where the group met. A report
detailing the Ahwahnee
Principles, Land Use Strategies for More Livable Communities, has been released
by the LGC.
For more information, contact:
Judy Corbett, 9164481198.
In San Francisco, the Urban Habitat Program of San Francisco and the
New Bayview Committee in the
Bayview Hunters Point community have developed new Social and Environmental
Justice Criteria to evaluate
the suitability of transportation plans to the social and environmental needs
of the community. The groups
performed a needs assessment of the community, addressing issues of population,
housing, employment,
transportation and the environment, and energy. In addition, the Bayview
Hunters Point Project for Social and
Economic Justice seeks to use a planned rail transit extension to spearhead
revitalization in the
AfricanAmerican neighborhoods of Bayview and Hunters Point. STPP's
case study of the project is available
at 2029393470.
For more information, contact:
Henry Holmes, 4157883666.
In Baltimore, an extremely diverse coalition of community, environmental,
business, nonprofit and
government organizations joined together to support the Gwynns Falls Greenway,
a six mile link connecting
diverse communities with each other and with existing cultural, historical
and recreational attractions, fueling
economic development in neighborhoods outside the downtown core. It is hoped
that the Greenway will also
play a part in breaking down racial barriers and barriers between neighborhoods
of different income levels.
For more information, contact:
Chris Rogers, Trust for Public Land, 2025437552, or,
Lisa Hite, Baltimore Dept. of Recreation and Parks, 4103960928.
In several states, broadbased coalitions have been formed to deal with
multiple quality of life issues. In the
Lake Michigan area, a multistate coalition has formed to deal with
the urban, environmental and
transportation problems of the region. In Georgia, the Georgia Transportation
Alliance includes groups ranging
from public utilities to environmental activists. In Pittsburgh, the Southwestern
Pennsylvania Regional
Transportation Partnership has forged new alliances among citizens, business
leaders and public officials. In
Portland, Maine, a publicprivate committee has created the state's
most comprehensive and ambitious
transportation plan to date. In Missouri, the Missouri Transportation Alliance
focuses on the state of Missouri
and on the transportation planning processes in Kansas City and St. Louis.
For more information, contact:
Surface Transportation Policy Project, 2029393470.
Hank Dittmar, Executive Director
Laura Olsen, Grass Roots Coordinator
Chris Bender, Mobility Partners Program
The Surface Transportation Policy Project is a nationwide network of more than 800
organizations, including planners, community development organizations, and advocacy groups,
devoted to improving the nation’s transportation system.
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